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Atelectasis

Basics

  • Incomplete expansion or collapse of lung tissue.
  • Types:
  • Obstructive (resorptive): airway blockage (foreign body, mucus plug, tumor).
  • Nonobstructive: includes passive, compression, adhesive, cicatrization, replacement atelectasis.
  • Symptoms depend on extent and underlying lung status; often asymptomatic.
  • Can cause hypoxemia due to reduced gas exchange.

Epidemiology

  • Mean age ~60 years; all ages susceptible.
  • Equal sex distribution.
  • Common in mechanically ventilated and postoperative patients.
  • Postoperative atelectasis incidence up to 90% after major CV or GI surgery.
  • Rounded atelectasis prevalent in asbestos-exposed individuals (65-70%).

Etiology and Pathophysiology

  • Obstructive: airway blockage leads to air resorption distal to obstruction, alveolar collapse.
  • Nonobstructive:
  • Passive: pleural effusion, pneumothorax.
  • Compression: space-occupying lesions, cardiomegaly.
  • Adhesive: surfactant dysfunction in ARDS, radiation, contusion.
  • Cicatrization: scarring/fibrosis in granulomatous disease, radiation, drug toxicity.
  • Replacement: tumor filling alveoli causing lobar collapse.
  • Collateral ventilation varies with age, lung disease.
  • Pediatric lungs have less developed collateral ventilation, higher risk.

Risk Factors

  • Critical illness, surgery, prolonged immobilization.
  • General anesthesia, muscle relaxants, epidural anesthesia.
  • Positive fluid balance, massive transfusion (≥4 units).
  • Nasogastric tube placement, hypothermia.
  • Mechanical ventilation with high tidal volume (>10 mL/kg) and plateau pressure (>30 cm H2O).
  • Patient factors: age >60 or <6, COPD, OSA, CHF, pulmonary hypertension.
  • Alcohol, smoking, poor cough effort, low albumin (<3.5 g/dL), ASA class II + ADL dependence.

General Prevention

  • Early mobilization, frequent position changes.
  • Deep breathing exercises, coughing.
  • Preoperative physical therapy reduces atelectasis and pneumonia.
  • Avoid high Vt and plateau pressures during mechanical ventilation; use PEEP.
  • Maintain lower FiO2 intraoperatively to prevent nitrogen washout.

Commonly Associated Conditions

  • COPD, asthma, trauma, ARDS, neonatal RDS.
  • Pulmonary edema, embolism, pneumonia, pleural effusion, pneumothorax.
  • Respiratory infections (RSV, bronchiolitis).
  • Bronchial stenosis, pulmonic valve disease, pulmonary hypertension.
  • Neuromuscular disorders (muscular dystrophy, SMA, Guillain-Barré).
  • Cystic fibrosis.

Diagnosis

History

  • Often asymptomatic.
  • Tachypnea, sudden dyspnea.
  • Nonproductive cough, pleuritic chest pain.
  • History of smoking, COPD, pulmonary disease, exposures (radiation, asbestos).

Physical Exam

  • Hypoxia, cyanosis.
  • Tracheal/precordial shift toward affected side.
  • Dullness on percussion, bronchial breath sounds if patent airway.
  • Wheezing or absent breath sounds in occlusion.
  • Reduced chest expansion.

Differential Diagnosis

  • Pneumonia
  • Pleural effusion
  • Neoplasm

Diagnostic Tests & Interpretation

  • CBC, respiratory cultures if infection suspected.
  • ABG: hypoxemia with normal or low PaCO2.
  • Chest X-ray PA and lateral: key initial imaging.
  • Chest CT/MRI if unclear etiology.
  • Chest ultrasound to differentiate atelectasis vs effusion/consolidation.
  • Pulmonary function tests: obstructive/restrictive patterns.
  • Bronchoscopy: for refractory or unclear cases.

Treatment

General Measures

  • Treat underlying cause.
  • Adequate analgesia to enable deep breaths and cough.
  • Position patient on unaffected side.
  • Encourage coughing, deep breathing, early mobilization.
  • PEEP intra- or postoperatively.
  • Incentive spirometry routinely.
  • CPAP beneficial in hypoxemic patients with few secretions.
  • Suctioning and chest physiotherapy for secretion clearance.

Medications

  • Address underlying etiology:
  • Antibiotics for infection.
  • Bronchodilators/corticosteroids for asthma.
  • Chemotherapy/radiation for malignancy.
  • Mucolytics may aid airway clearance.
  • Pediatric: dornase alfa for refractory mucus plugging (esp. cystic fibrosis).
  • Bronchoscopy for mucus plug removal when physiotherapy fails.

Surgery

  • Resection for tumors or severe lymphadenopathy causing compression.

Alerts

  • Postoperative atelectasis often coincidental with fever; fever usually not caused by atelectasis.

Admission/Inpatient Considerations

  • Oxygen supplementation and humidification.
  • Avoid excessive FiO2 in obstructive atelectasis to prevent nitrogen washout.

Ongoing Care

  • Monitoring frequency depends on severity and comorbidities.
  • Outpatient monitoring sufficient for uncomplicated cases.

Patient Education

  • Maximize mobility, perform frequent coughing and deep breathing.
  • Seek emergency care for worsening dyspnea or symptoms.

Prognosis

  • Postoperative atelectasis often resolves within 24 hours but can persist.
  • Lobar atelectasis resolution depends on treatment of underlying cause.

Complications

  • Pneumonia, pulmonary infections.
  • Acute: hypoxemia, respiratory failure, postobstructive lung injury.
  • Chronic: bronchiectasis, pleural effusion, empyema.

References

  1. Hulzebos EHJ, et al. Preoperative physical therapy for elective cardiac surgery. Cochrane Database Syst Rev. 2012;CD010118.
  2. Lagier D, et al. Perioperative pulmonary atelectasis: clinical implications. Anesthesiology. 2022;136(1):206-236.
  3. Marret E, et al. Protective ventilation during anesthesia reduces complications after lung surgery. Eur J Anaesthesiol. 2018;35(10):727-735.

ICD10 Codes

  • P28.10 Unspecified atelectasis of newborn
  • J98.11 Atelectasis
  • P28.19 Other atelectasis of newborn

Clinical Pearls

  • Low serum albumin (<3.5 g/L) is a strong predictor of postoperative pulmonary complications including atelectasis.
  • Atelectasis occurs in almost all anesthetized patients but can be reduced with PEEP.
  • Early mobilization, coughing, deep breathing exercises, and treatment of underlying causes are key.
  • Bronchogenic carcinoma must be excluded in patients >35 years presenting with atelectasis.
  • No strong evidence links atelectasis as cause of early postoperative fever.