Preoperative Evaluation of the Noncardiac Surgical Patient
BASICS
- Purpose: Detect established or occult disease/factors that may increase perioperative risk.
- Goals:
- Thorough medical history & physical exam to direct further testing/consultation
- Recommend strategies to reduce risk/optimize condition before surgery
- Encourage health optimization for better perioperative and long-term outcomes
EPIDEMIOLOGY
- Major adverse cardiovascular/cerebrovascular event (MACCE) rates post-surgery are decreasing (3.1% in 2004 to 2.6% in 2013).
- Perioperative acute MI and death have decreased, but ischemic stroke rates increased.
- Proper preoperative assessment and optimization lowers morbidity/mortality.
RISK FACTORS
- Functional Capacity: Most important determinant of cardiac risk.
- <4 METs (can’t climb stairs or walk up hill) = ↑ cardiac risk.
- Duke Activity Status Index or similar structured tools are better than subjective assessment.
- Surgical Risk:
- Intrathoracic, intra-abdominal, suprainguinal vascular procedures carry highest risk for major adverse cardiac events (MACE).
- Clinical Risk Factors:
- History of ischemic heart disease, compensated heart failure, prior CHF, cerebrovascular disease, diabetes, renal insufficiency.
- Age: >70 years increases perioperative complication/mortality risk (mostly due to comorbidities, not age itself).
DIAGNOSIS
History
- Standardized questionnaires: Used to screen for risk factors.
- Essential Elements:
- HPI, past medical/surgical/anesthetic history, family anesthetic history
- Current meds (including OTC/supplements), allergies
- Social: tobacco, alcohol, drug use, cessation
- System review:
- Cardiovascular: Exercise tolerance (METs), CHF, IHD, arrhythmias, valvular disease, stents/pacemakers (device details!), DAPT duration (consult cardiology!)
- Pulmonary: Age, smoking, asthma, COPD, OSA (STOP-Bang), pulmonary HTN, CHF, nutritional/functional status. OSA patients: bring PAP device if using.
- GI: Liver disease, GERD, ulcers, weight loss, vomiting, hx of post-op nausea
- Hematologic: Anemia, coagulopathy, bleeding/thrombosis history
- Renal: Failure, dialysis, stones, infections
- Endocrine: DM (aim BG <180 periop), thyroid/adrenal disease
- Neurologic/Psychiatric: Seizures, stroke, tremor, psych illness
- Other: Musculoskeletal (frailty), reproductive (possible pregnancy), mouth/airway (dentures, loose teeth)
- Frailty is an independent risk factor.
Physical Exam
- Vitals (BP bilaterally), carotids (bruits), heart (rhythm, murmurs), lungs (rales, wheezes)
- If considering regional anesthesia: focused neuro exam
DIAGNOSTIC TESTS & INTERPRETATION
- Labs: Not routine; order only for specific indications or risk factors. Labs in past 4 months valid unless clinical change.
- CBC: Anemia, age extremes, liver/kidney disease, expected major blood loss
- WBC/Platelets: Bleeding/myeloproliferative disorders, chemotherapy
- Chemistry (electrolytes, glucose, renal/liver fx): Age extremes, CHF, renal/liver/endocrine disorders, diuretic/nephrotoxic drugs
- Coags (PT/PTT): Bleeding hx, liver dz, malnutrition, abx/anticoagulants
- Urinalysis: Not routinely recommended
- Pregnancy test: Consider in all women of childbearing age
-
CXR: Only if known/suspected heart or lung disease or recent symptom change
-
ECG:
- Only if coronary disease, PVD, significant arrhythmia, structural heart disease, or symptoms; NOT for all patients.
- Echo:
- Only if unexplained dyspnea, worsening CHF, or moderate-severe valve disease not recently evaluated.
- PFTs:
- Only for thoracic surgery or unexplained dyspnea.
- Risk Tools: Use Revised Cardiac Risk Index or ACS NSQIP online risk calculator.
- If MACE risk <1%: proceed
- If >1%: assess METs; <4 METs/unknown → consider stress test if will change management
TREATMENT & OPTIMIZATION
Cardiac
- Delay/cancel elective surgery for:
- Unstable angina/recent MI (<30 days)
- Decompensated heart failure
- Significant arrhythmia or severe valvular disease
- After MI: Wait ≥60 days (no PCI); after stroke: ≥6 (preferably 9) months
- Stents:
- Bare metal: delay elective surgery ≥30 days (continue DAPT)
- Drug-eluting: delay ≥6–12 months
- Consult cardiologist before interrupting DAPT
- Beta-blockers: Continue if already on; do NOT start day of surgery if naïve
Pulmonary
- Smoking: Cease ≥8 weeks pre-op
- COPD/Asthma: Maximize control (no wheezing, peak flow >80% predicted)
- OSA: Continue PAP; consider screening if not diagnosed
Diabetes
- Perioperative BG goal: <180 mg/dL
ONGOING CARE
- Frailty assessment/interventions may reduce morbidity/mortality.
- No test is routine. All testing should be tailored to the individual’s comorbidities and surgical risk.
- Active cardiac conditions = delay or cancel surgery.
ICD-10 CODES
- Z01.818: Other preprocedural exam
- Z01.811: Preprocedural respiratory exam
- Z01.812: Preprocedural lab exam
CLINICAL PEARLS
- Preoperative evaluation = record review, interview, and physical exam.
- Functional capacity, surgical risk, and clinical risk factors determine further cardiac workup.
- Active cardiac conditions → defer nonemergent surgery.
- No routine pre-op testing. Tailor to patient.