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Preoperative Evaluation of the Noncardiac Surgical Patient

BASICS

  • Purpose: Detect established or occult disease/factors that may increase perioperative risk.
  • Goals:
  • Thorough medical history & physical exam to direct further testing/consultation
  • Recommend strategies to reduce risk/optimize condition before surgery
  • Encourage health optimization for better perioperative and long-term outcomes

EPIDEMIOLOGY

  • Major adverse cardiovascular/cerebrovascular event (MACCE) rates post-surgery are decreasing (3.1% in 2004 to 2.6% in 2013).
  • Perioperative acute MI and death have decreased, but ischemic stroke rates increased.
  • Proper preoperative assessment and optimization lowers morbidity/mortality.

RISK FACTORS

  • Functional Capacity: Most important determinant of cardiac risk.
  • <4 METs (can’t climb stairs or walk up hill) = ↑ cardiac risk.
  • Duke Activity Status Index or similar structured tools are better than subjective assessment.
  • Surgical Risk:
  • Intrathoracic, intra-abdominal, suprainguinal vascular procedures carry highest risk for major adverse cardiac events (MACE).
  • Clinical Risk Factors:
  • History of ischemic heart disease, compensated heart failure, prior CHF, cerebrovascular disease, diabetes, renal insufficiency.
  • Age: >70 years increases perioperative complication/mortality risk (mostly due to comorbidities, not age itself).

DIAGNOSIS

History

  • Standardized questionnaires: Used to screen for risk factors.
  • Essential Elements:
  • HPI, past medical/surgical/anesthetic history, family anesthetic history
  • Current meds (including OTC/supplements), allergies
  • Social: tobacco, alcohol, drug use, cessation
  • System review:
    • Cardiovascular: Exercise tolerance (METs), CHF, IHD, arrhythmias, valvular disease, stents/pacemakers (device details!), DAPT duration (consult cardiology!)
    • Pulmonary: Age, smoking, asthma, COPD, OSA (STOP-Bang), pulmonary HTN, CHF, nutritional/functional status. OSA patients: bring PAP device if using.
    • GI: Liver disease, GERD, ulcers, weight loss, vomiting, hx of post-op nausea
    • Hematologic: Anemia, coagulopathy, bleeding/thrombosis history
    • Renal: Failure, dialysis, stones, infections
    • Endocrine: DM (aim BG <180 periop), thyroid/adrenal disease
    • Neurologic/Psychiatric: Seizures, stroke, tremor, psych illness
    • Other: Musculoskeletal (frailty), reproductive (possible pregnancy), mouth/airway (dentures, loose teeth)
  • Frailty is an independent risk factor.

Physical Exam

  • Vitals (BP bilaterally), carotids (bruits), heart (rhythm, murmurs), lungs (rales, wheezes)
  • If considering regional anesthesia: focused neuro exam

DIAGNOSTIC TESTS & INTERPRETATION

  • Labs: Not routine; order only for specific indications or risk factors. Labs in past 4 months valid unless clinical change.
  • CBC: Anemia, age extremes, liver/kidney disease, expected major blood loss
  • WBC/Platelets: Bleeding/myeloproliferative disorders, chemotherapy
  • Chemistry (electrolytes, glucose, renal/liver fx): Age extremes, CHF, renal/liver/endocrine disorders, diuretic/nephrotoxic drugs
  • Coags (PT/PTT): Bleeding hx, liver dz, malnutrition, abx/anticoagulants
  • Urinalysis: Not routinely recommended
  • Pregnancy test: Consider in all women of childbearing age
  • CXR: Only if known/suspected heart or lung disease or recent symptom change

  • ECG:

  • Only if coronary disease, PVD, significant arrhythmia, structural heart disease, or symptoms; NOT for all patients.
  • Echo:
  • Only if unexplained dyspnea, worsening CHF, or moderate-severe valve disease not recently evaluated.
  • PFTs:
  • Only for thoracic surgery or unexplained dyspnea.
  • Risk Tools: Use Revised Cardiac Risk Index or ACS NSQIP online risk calculator.
  • If MACE risk <1%: proceed
  • If >1%: assess METs; <4 METs/unknown → consider stress test if will change management

TREATMENT & OPTIMIZATION

Cardiac

  • Delay/cancel elective surgery for:
  • Unstable angina/recent MI (<30 days)
  • Decompensated heart failure
  • Significant arrhythmia or severe valvular disease
  • After MI: Wait ≥60 days (no PCI); after stroke: ≥6 (preferably 9) months
  • Stents:
  • Bare metal: delay elective surgery ≥30 days (continue DAPT)
  • Drug-eluting: delay ≥6–12 months
  • Consult cardiologist before interrupting DAPT
  • Beta-blockers: Continue if already on; do NOT start day of surgery if naïve

Pulmonary

  • Smoking: Cease ≥8 weeks pre-op
  • COPD/Asthma: Maximize control (no wheezing, peak flow >80% predicted)
  • OSA: Continue PAP; consider screening if not diagnosed

Diabetes

  • Perioperative BG goal: <180 mg/dL

ONGOING CARE

  • Frailty assessment/interventions may reduce morbidity/mortality.
  • No test is routine. All testing should be tailored to the individual’s comorbidities and surgical risk.
  • Active cardiac conditions = delay or cancel surgery.

ICD-10 CODES

  • Z01.818: Other preprocedural exam
  • Z01.811: Preprocedural respiratory exam
  • Z01.812: Preprocedural lab exam

CLINICAL PEARLS

  • Preoperative evaluation = record review, interview, and physical exam.
  • Functional capacity, surgical risk, and clinical risk factors determine further cardiac workup.
  • Active cardiac conditions → defer nonemergent surgery.
  • No routine pre-op testing. Tailor to patient.